Institutional Buyers

MS Ownership Type

• Direct ownership [D]

• Indirect ownership (By Trust/ By Holding Company/ By Power of Attorney/ By anybody on Behalf of insider) [I]

• Beneficial ownership [B]

• Non-Beneficial ownership [N]

MS Transaction Code

• Grant, award or other acquisition pursuant to Rule 16b-3(d) [A]

• Conversion of derivative security [C]

• Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3 [D]

• Expiration of short derivative position [E]

• Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 [F]

• Bona fide gift [G]

• Expiration (or cancellation) of long derivative position with value received [H]

• Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities [I]

• Other acquisition or disposition (describe transaction) [J]

• Small acquisition under Rule 16a-6 [L]

• Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 [M]

• Exercise of out-of-the-money derivative security [O]

• Open market or private purchase of non-derivative or derivative security [P]

• Open market or private sale of non-derivative or derivative security [S]

• Disposition pursuant to a tender of shares in a change of control transaction [U]

• Acquisition or disposition by will or the laws of descent and distribution [W]

• Exercise of in-the-money or at-the-money derivative security [X]

• Deposit into or withdrawal from voting trust [Z]

Flags: V = Transaction voluntarily reported earlier than required, K = Transaction in equity swap or similar instrument

Adapted From: advisor.morningstar.com/Enterprise/VTC/DataDefinitions-AppendixA.xlsx